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HRTMS Job Description Management

Associate Athletics Director, Compliance & Contract Management

ETHICS AND CMPLNC PROFL 4 (006061)

UCPath Position ID: 40083056

 

 

 

Position Description History/Status

For Reference ONLY - PeopleAdmin JA Number:

1115044

Approved Date:

2/21/2025 3:13:37 PM

Date Last Edited:

2/21/2025 3:13:34 PM

Last Action Effective Date:

6/1/2022

Organization Details

Business Unit (Location):

LACMP

Organization Code:

6000O

Organization:

INTERCOLLEGIATE ATHLETICS

Division Code:

5501D

Division:

INTERCOLLEGIATE ATHLETICS

Department:

374500 - INTERCOLLEGIATE ATHLETICS

Position Details

UCPath Position Number:

40083056

Position Description ID

166101

UC Payroll Title:

ETHICS AND CMPLNC PROFL 4 (006061)

Business Title:

Associate Athletics Director, Compliance & Contract Management

Personnel Program

Management and Senior Professional (MSP)

Salary Grade:

Grade 25

Job Code FLSA:

Exempt

Union Code (Collective Bargaining Unit):

99: Non-Represented (PPSM)

Employee Relations Code:

A: Manager - Not Confidential

Employee Class (Appt Type):

2 - Staff: Career

Full-Time Equivalent (FTE)

1

SUPERVISION

UCPath Reports to Position Number:

40056264

Reports to Payroll Title:

ETHICS AND CMPLNC MGR 1

UCPath Department Head Position Number:

40713754

Department Head Payroll Title:

ATH MGR 4 PAC12


Level of Supervision Received

GENERAL SUPERVISION - Indicates that the incumbent develops procedures for performance of variety of duties; or performs complex duties within established policy guidelines.


Positions Directly Supervised

Job Code

Job Code Description

Total FTEs

004565

STDT LIFE DEV SPEC 4

1

004510

ADMISSIONS RECRMT SPEC 4

 

1

006234

ETHICS AND CMPLNC PROFL 2

 

1

004508

ADMISSIONS RECRMT SPEC 2

 

1

006235

ETHICS AND CMPLNC PROFL 1

 

1

004574

STDT SVC ADVISOR 2

 

1

004527

FINANCIAL AID OFCR 3

 

1


Positions Indirectly Supervised

Job Code

Job Code Description

Total FTEs

004516

CAREER SVC SPEC 3

 

1

006234

ETHICS AND CMPLNC PROFL 2

 

1

006235

ETHICS AND CMPLNC PROFL 1

 

1


POSITION SUMMARY

The Associate Athletics Director of Compliance and Contract Management reports directly to the Executive Senior Associate Athletic Director. Primary responsibilities includes oversight of day to day compliance operations monitoring compliance with NCAA, Big Ten and UCLA rules and regulations; supervision of 5 compliance and student-athlete services staff administrators; researching NCAA rules, case precedent and interpretations; drafting waivers, violation reports and NCAA submissions; providing rules education. The position has functional responsibility for developing, organizing, and setting the strategic vision for the Compliance program and will ensure the department and all of its 25 athletic programs are in compliance with all department, university, conference, state, and NCAA rules and regulations.  Various areas include department education, monitoring, investigations and other areas within the program that strengthen and enhance the athletic compliance effort and other duties as assigned. The Associate Athletic Director of Compliance will also play a pivotal role in revenue share compliance and assisting with the management and execution of all contracts related to student-athletes.


Key Responsibilities and Essential Functions

Function

Responsibilities

% Time

General NCAA and Big Ten Compliance Responsibilities

 • Serve as the senior compliance expert for the DIA, supporting all sports and departments, ensuring all DIA departments, staff, current and potential student-athletes meet university, Big Ten, and NCAA rules and regulations. 

 • Design and enhance departmental policies and procedures to guarantee compliance with department, university, Big Ten, and NCAA.

 • Remain current and uphold the rules and regulations of the NCAA, BIG10, university, and department, including both the intent and spirit of the noted rules and regulations. 

 • Collaborate with FAR during reviews or investigations of NCAA infractions and help compile required information and responses.  Investigate any and all potential Level I, II, and III violations of NCAA policy. Communicate with the Big Ten office and NCAA as needed.

 

45%

General NCAA and Big Ten Compliance Responsibilities

 • Monitor and evaluate all NCAA Major Infractions and partnerships with outside counsel as needed.

 • Oversee full time financial aid administrator responsible for monitoring NCAA regulations that affect student athletes’ financial aid and Athletic Scholarship eligibility as well and interpreting federal, state and university regulations and policies governing financial aid

 • Monitor all departmental activities and programs which involve potential compliance concerns (e.g.,  Agents, Awards, Camps and Clinics, Student-Athlete employment, Disability Insurance, and any other potential benefit matters).

 • Participate in the oversight of the Drug Testing Program, including monitoring of testing, counseling students, maintaining records, and implementing sanctions.

 

0%

General NCAA and Big Ten Compliance Responsibilities

 • Serve as Athletic Department liaison for all NCAA and Big Ten (or subsequent conference) governance topics related to legislation.

 • Collaborate and work with UC campus partners related to all State and Federal legislation.

 • Oversee and approve department personnel travel related to applicable travel ban states.

Collaborate and work with UC campus partners and the Faculty Athletic Representative to serve as the athletics department point of contact related to the Anonymous Reporting System, EthicsPoint. As the department contact lead all investigations and reviews that come in to athletics.

 • Oversee the Head Coach Responsibility program.

 • Oversee the Chancellor and Athletic Director NCAA yearly attestation process.

 

0%

General NCAA and Big Ten Compliance Responsibilities

 • Travel with teams as needed to maintain culture of compliance and strong working relationships, and provide additional information while off campus.  Be a resource for not only staff and student-athletes, but also their families and supporters in those areas.

 • Attend practices and games for teams to support programs, coaches and student-athletes, and monitor practice and competition activities.

 • Provide advice and recommendations on personnel actions, including the evaluation process, promotions, reclassification requests, merit increases, and disciplinary actions as needed.

 • Oversee and execute department budgets within provided guidelines.

 

0%

General NCAA and Big Ten Compliance Responsibilities

 • Collaborate with senior staff to develop programs, policies, and processes that create efficiencies throughout the department and administrative areas.

 • Provide leadership, advice, and assistance to department management, staff, and coaches, and represent the interests of the programs and department on a variety of campus issues.

 • In conjunction with the Assistant Athletic Director, Compliance and Student Services review any actual or potential violation of NCAA rules, and recommend procedures to preclude such violations.

 

0%

Governance

 • Design and enhance departmental policies and procedures to guarantee compliance with department, university, Big Ten, and NCAA.

 • Remain current and uphold the rules and regulations of the NCAA, BIG10, university, and department, including both the intent and spirit of the noted rules and regulations. 

 • Serve as Athletic Department liaison for all NCAA and BIG10 (or subsequent conference) governance topics related to legislation.

 • Collaborate and work with UC campus partners related to all State and Federal legislation.

 

10%

Contract Management

 • Assist with oversight of the development and execution of all contracts related to student-athletes.

 • Ensure contracts reflect current revenue-sharing models with student-athletes and comply with applicable laws and NCAA and B1G regulations.

 • Maintain accurate and comprehensive records of all contract negotiations and final agreements.

 • Assist the Executive Senior Associate AD to develop and implement policies and procedures related to contract management within the athletics department.

 • Work collaboratively with coaches, administrators and student-athletes, and external parties to understand their needs and provide effective contract solutions.

 

25%

Name, Image & Likeness

 • Assist with NCAA compliance related to Name, Image & Likeness.

 • Develop and update institutional policy.

 • Develop and update staff education.

 

10%

Department Rules Compliance Expectations

 • Comply with all Federal, State, University and Department requirements established pursuant to Title IX, including the mandatory reporting requirements for a “Responsible Employee.”

 • The DIA is governed by the NCAA, Big Ten Conference, Mountain Pacific Sports Federation and University of California System.  The incumbent is required to comply with the applicable rules, regulations and policies of those organizations.

    ◦ Review and retain all rules compliance disseminated by the DIA Compliance office.

    ◦ Report all NCAA and conference violations.

    ◦ Sign the annual NCAA Certification of Compliance form.

    ◦ Complete the Athletically-Related Income form annually.

    ◦ Comply with California State Child Abuse & Neglect Reporting Act (CANRA) Law and adhere to mandatory reporting guidelines.

 

10%


Other Requirements - Applies to all Positions

Performs other duties as assigned.

Complies with all policies and standards.

Complies with the University of California, Los Angeles (UCLA) Principles of Community.

This position description is not intended to be a complete list of all responsibilities, duties or skills required for the job and is subject to review and change at any time, with or without notice, in accordance with the needs of the organization.


QUALIFICATIONS


Educational Requirements

Education Level

Education Details

Required/
Preferred

And/Or

Bachelor's Degree

Bachelor's Degree or equivalent education and experience.

Required

 

Juris Doctor (JD) Degree

 

Preferred

 


Experience Requirements

Experience

Experience Details

Required/
Preferred

And/Or

 

5-10 years of experience working with NCAA Compliance at Division I intercollegiate athletics level preferred.

Preferred

 

 

Candidates should have experience conducting research, possess superior critical thinking skills, and demonstrate strong organizational abilities.

Preferred

 

 

Experience working with Teamworks, JumpForward and Compliance Assistant.

Preferred

 


Knowledge, Skills and Abilities

KSAs

Required/
Preferred

Excellent candidates will demonstrate an eagerness to learn on the job and work hard to excel in the position. 

Required

Working knowledge of NCAA rules and regulations.

Preferred

Working knowledge of sports and athletes, specifically, UCLA sports, will provide value.

Preferred

Ability to perform duties with a great degree of accuracy, meet deadlines, work effectively under conditions of frequent interruptions and fluctuating workload.

Required

Analytical skill to evaluate information, identify and resolve problems.

Required

Ability to work effectively in teams and independently required.

Required

Ability to attend competitions and events at night and on weekends, as necessary, required.

Required

Strong verbal and written communication skills required.

Required

Ability to establish and maintain cooperative working relationships with coaches, students, other staff members and campus administrators.

Required


SPECIAL REQUIREMENTS AND/OR CONDITIONS OF EMPLOYMENT


Reporting and Background Check Requirements

Background Check: Continued employment is contingent upon the completion of a satisfactory background investigation.

Live Scan Background Check: A Live Scan background check must be completed prior to the start of employment.

CANRA: The position is designated as a mandatory reporter under CANRA. The employee must sign the "Statement Acknowledging Requirement to Report Child Abuse".


Travel Requirements

Estimated Amount

Description

20%

Ability to travel for team events and activities as needed.


Other Special Conditions of Employment

List the other special conditions of employment for this position.

Description

Required/
Preferred

Ability to work nights, weekends, and odd hours as needed.

Required


LOCATION AND PHYSICAL, ENVIRONMENTAL, MENTAL (PEM) REQUIREMENTS

Environment and Work Location Information

Environment Type:

Non-Clinical Setting

Location Setting:

Campus

Location:

JD Morgan Center. Los Angeles, CA 90095


Physical Requirements

The physical requirements described here are representative of those that must be met by an employee to successfully perform the essential functions of this position.

Physical Requirements

Never

0 Hours

Occasional

Up to 3 Hours

Frequent

3 to 6 Hours

Continuous

6 to 8+ Hours

Is Essential

Standing/Walking

 

X

 

 

X

Sitting

 

 

X

 

X

Bending/Stooping

 

X

 

 

 

Squatting/Kneeling

X

 

 

 

 

Climbing

X

 

 

 

 

Lifting/Carrying/Push/Pull 0-25 lbs

 

X

 

 

X

Lifting/Carrying/Push/Pull 26-50 lbs

X

 

 

 

 

Lifting/Carrying/Push/Pull over 50 lbs

X

 

 

 

 

Physical requirements other

X

 

 

 

 


Environmental Requirements

The environmental requirements described here are representative of those that must be met by an employee to successfully perform the essential functions of this position.

Exposures

Never

0 Hours

Occasional

Up to 3 Hours

Frequent

3 to 6 Hours

Continuous

6 to 8+ Hours

Is Essential

Chemicals, dust, gases, or fumes

X

 

 

 

 

Loud noise levels

 

X

 

 

X

Marked changes in humidity or temperature

 

X

 

 

X

Microwave/Radiation

X

 

 

 

 

Operating motor vehicles and/or equipment

X

 

 

 

X

Exposures other

X

 

 

 

 


Mental Requirements

The mental requirements described here are representative of those that must be met by an employee to successfully perform the essential functions of this position.

Exposures

Never

0 Hours

Occasional

Up to 3 Hours

Frequent

3 to 6 Hours

Continuous

6 to 8+ Hours

Is Essential

Sustained attention and concentration

 

 

X

 

X

Complex problem solving/reasoning

 

 

X

 

X

Ability to organize & prioritize

 

 

 

X

X

Communication skills

 

 

X

 

X

Numerical skills

 

X

 

 

X

Mental demands other

X

 

 

 

 


Blood/Fluid Exposure Risk

The exposure described here is what can be expected of an employee in performing the essential functions of this position.

X

Classification 3:  Position in which exposure to blood, body fluids or tissues is not part of the position description. The normal routine task involves no exposure to blood, body fluids or tissues and the employee can decline to perform tasks which involve a perceived risk without retribution.